Metaphysics » Lecture 9
Determinism is ‘the thesis that the past determines a unique future’; but that’s pretty unhelpfully circular. More precisely:
Determinism may now be defined: it is the thesis that there is at any instant exactly one physically possible future. There must, of course, be at least one physically possible future; if there is more than one, if at some instant there are two or more ways in which the world could go on, then indeterminism is true. (van Inwagen 1983: 3)
Two things we need to get clear on:
Possibly and necessarily and cognates (might, have to, must, could, …) are context-dependent: they expresses different sorts of modality in different contexts (recall Lewis (1976) on can from the first lecture):
- It has to be raining. (epistemic modality)
- Visitors have to leave by six pm. (deontic)
- I have to sneeze. (circumstantial)
- To get home in time, you have to take a taxi. (teleological)
(von Fintel 2006)
Account due to Kratzer (1981): conversational context contributes a modal base, the kind of possibility involved; and the modals are existential (possibility) or universal (necessity) quantifiers over the modal base.
We can make explicit the modal base: In view of \(F\), possibly \(p\), e.g., according to the hospital regulations, she can have up to 4 visitors.
Philosophers have on occasion proposed necessary conditions for a proposition’s being a law of nature. A law, for example, is supposed to be true, to be contingent, to entail the existence of no particular (contingent) individual, and to ‘support its counterfactuals’…. But even if these conditions are jointly necessary, they are certainly not jointly sufficient. (van Inwagen 1983: 6)
Historically, free will wasn’t contrasted with the doctrine of determinism; Hume’s discussion in the Enquiry for example is concerned with the threat that universal causation poses to ‘liberty’ (Hume 1777: §7).
But determinism and universal causation (‘everything has a cause’) are not equivalent. In particular, causation would have to involves necessitation to support determinism: that when \(c\) causes \(e\), then it is physically necessary that if \(c\) then \(e\).
Determinism is also historically linked with predictability, e.g., Laplace’s demon:
An intelligence that, at a given instant, could comprehend all the forces by which nature is animated and the respective situation of the beings that make it up, if moreover it were vast enough to submit these data to analysis, would encompass in the same formula the movements of the greatest bodies of the universe and those of the lightest atoms. For such an intelligence nothing would be uncertain, and the future, like the past, would be open to its eyes. (Laplace 1825: 2)
Don’t get hung up on these related ideas – determinism is the main foil to freedom.
When I say of a man [sic] that he ‘has free will’ I mean that very often, if not always, when he has to choose between two or more mutually incompatible courses of action—that is, courses of action that it is impossible for him to carry out more than one of—each of these courses of action is such that he can, or is able to, or has it within his power to carry it out. A man has free will if he is often in positions like these: he must now speak or now be silent, and he can now speak and can remain silent; he must attempt to rescue a drowning child or else go for help, and he is able to attempt to rescue the child and able to go for help; he must now resign his chairmanship or else lie to the members, and he has it within his power to resign and he has it within his power to lie. (van Inwagen 1983: 8)
Sometimes people say that we need to define our terms before we start doing philosophy. This seems generally bad advice, though it’s useful in specific cases where there is evidence of prior equivocation.
Van Inwagen treats free will as a technical term, and stipulates its definition: having free will involves being able to do either of mutually incompatible acts; i.e., being such that one can do either.
The stipulation makes use of the circumstantial ability-attributing modal can (van Inwagen 1983: 12–13), and that is not given a definition.
I do not know how to define ‘can’…. Nevertheless, I think that the concept expressed by ‘can’…—the concept of the power or ability of an agent to act—is as clear as any philosophically interesting concept is likely to be. In fact, I doubt very much whether there are any simpler or better understood concepts in terms of which this concept might be explained. (van Inwagen 1983: 8–9)
We’ve already noted that can is context-sensitive, and can have a number of different kinds of meaning (circumstantial, deontic, etc.). Van Inwagen tries to pin down his preferred concept by distinguishing it from other nearby concepts (1983: 9–13) – not a definition, but an indication of which uses of can are his focus.
Van Inwagen distinguishes ability from physical possibility.
If ability was just physical possibility, incompatibilism would be trivial (we cannot have a unique physically possible future and two or more distinct future courses of physically possible action). Van Inwagen does not think the compatibility problem is trivial.
Van Inwagen also distinguishes ability from capacity, contrasting ‘being able to speak French’ and ‘being capable of understanding French’:
The concept of a … capacity would seem to be the concept of an invariable disposition to react to certain determinate changes in the environment…, whereas the concept of an agent’s power to act would seem … the concept of a power to originate changes in the environment. (van Inwagen 1983: 11)
Worry: why think free will is linked to some particular use of can, rather than to can itself? Consider this proposal:
In (FWC) the expression on the right is context-sensitive due to the presence of can – accordingly, so is the expression on the left.
Being truly ascribed free will is, on (FWC), rather like being truly ascribed tallness.
Grant that free will concerns ability, not physical possibility. If free will doesn’t concern physical possibility, while determinism is a thesis about physical possibility, at first glance we may not see any conflict.
But van Inwagen offers a connection:
If determinism is true, then our acts are the consequences of the laws of nature and events in the remote past. But it is not up to us what went on before we were born, and neither is it up to us what the laws of nature are. Therefore, the consequences of these things (including our present acts) are not up to us. (van Inwagen 1983: 16)
Compatibilists, van Inwagen suggests, have often ‘diagnosed’ incompatibilism as stemming from one or another conceptual mistake. The consequence argument is a direct argument for incompatibilism, and rests on no such mistake – or so van Inwagen maintains.
This argument will be our principal focus next time.
Many compatibilists claim that the concept opposing liberty is not necessity, but constraint:
For what is meant by liberty, when applied to voluntary actions? We cannot surely mean that actions have so little connexion with motives, inclinations, and circumstances, that one does not follow with a certain degree of uniformity from the other, and that one affords no inference by which we can conclude the existence of the other. For these are plain and acknowledged matters of fact. By liberty, then, we can only mean a power of acting or not acting, according to the determinations of the will; this is, if we choose to remain at rest, we may; if we choose to move, we also may. Now this hypothetical liberty is universally allowed to belong to every one who is not a prisoner and in chains. Here, then, is no subject of dispute. (Hume 1777: §8.23)
[Some] argue, to do something of one’s own free will is to do that thing without being compelled to do it, and to behave in accordance with a deterministic … law is not to be compelled. I reply that this argument confuses doing things of one’s own free will with having free will about what one does. … Suppose a certain man is in a certain room and is quite content to remain there… Then, I should think, he remains in the room of his own free will. But … it does not follow from a person’s doing something ‘of his own free will’ that he can do otherwise. … the Compatibility Problem is not going to be solved by jejune reflections on compulsion. (van Inwagen 1983: 17)
For van Inwagen, free choice is tied to humanly valuable things:
Deliberation would be possible even if we lacked free will, so long as we continue to believe in it. Hence van Inwagen’s principle focus is responsibility:
If we do not have free will, then there is no such thing as moral responsibility; therefore, since there is such a thing as moral responsibility, there is such a thing as free will. (van Inwagen 1983: 22–23)
Accordingly, determinism is false.
Is an argument based on these premises really capable of overturning the deliverances of science?
Deciding what to believe in any philosophical dispute is often a matter of accounting; and if the costs shift (if science tells us that determinism is true, rather than suggesting it to be false, for example), then which further theses we accept may shift too.
Yet the threat to free will that derives from the basic problem we started with remains live:
However physics turns out, there will be a complete description of physical reality that never mentions agents, or agency, at all; and hence agents can never play the sort of explanatory role in understanding the origination of various courses of action that the postulation of free will seems to strive for. Agency falls out of the picture, unless it is reducible to the collective behaviour of non-agential entities. The consequence argument would then show that since we lack control over those things, we are cannot be free, simpliciter. So something’s wrong with the consequence argument.
Van Inwagen’s response comes when he discusses what he calls the ‘Mind argument’; we look at this, and moral responsibility, in lecture 11.
Fatalism is … the thesis that it is a logical or conceptual truth that no one is able to act otherwise than he in fact does; that the very idea of an agent to whom alternative courses of action are open is self-contradictory. (van Inwagen 1983: 22)
Let (E) be any event that might happen. Consider the theorem of logic ‘\((q \to p) \vee (r \to ¬p)\)’. In virtue of this theorem, one of the other of the following two propositions must be true:
If I try, by any means whatever, to prevent \(E\), \(E\) will happen;
If I try, by any means whatever, to bring about \(E\), \(E\) will not happen.
Therefore, either \(E\) or the non-occurrence of \(E\) is strongly inevitable for me. (van Inwagen 1983: 28)
Anyone who accepts fatalism must regard all ascriptions of moral responsibility as incorrect, and must, on pain of self-contradiction, refrain from deliberating about future courses of action. (van Inwagen 1983: 30)
Let us consider some proposition about the future [\(S\)]. … [Suppose] \(S\) is true. That is, \(S\) is true now. But it would seem that if a proposition is true at some particular moment then it must be true at every moment.… If \(S\) is true, \(S\) is unchangeably true. … But if \(S\) is unchangeably true, then I cannot render \(S\) false, for the same reason that, if a certain king is unchangeably powerful, I cannot render him helpless. But if I cannot render \(S\) false, then I cannot refrain from shaving tomorrow morning; for if I could refrain from shaving tomorrow morning, then I could render \(S\) false. (van Inwagen 1983: 34)
Van Inwagen is a propositional eternalist (recall our discussion of temporalism). For any proposition \(S\), it is not true only relative to some times:
there are possible worlds in which \(S\) is always true, and possible worlds in which \(S\) is always false, but there are no possible worlds in which \(S\) is at one time true and at another false. (van Inwagen 1983: 34, cf. §2.4)
Van Inwagen thus accepts the characteristic B-theory claim that all truths are unchangeably true. This is because, according to the B-theory, necessarily, truths are permanently true.
But how is fatalism supposed to follow from this? Only if I cannot render \(S\) false follows from \(S\) is unchangeably true.
\(S\) is true, and permanently true.
It is not possible that both (1) and that I render \(S\) false through my actions.
It is not possible that I render \(S\) false through my actions. (1, 2)
I cannot render \(S\) false through my actions, i.e., fatalism is true. (from 3, given that impossibility \(\to\) inability.)
You admit that \(S\) was true yesterday. But it’s not now up to you what was the case yesterday: it is not within your power to change the fact that \(S\) was true yesterday. And it is a logical consequence of \(S\)’s having been true yesterday that you will shave tomorrow. Therefore, it is not within your power to change the fact that you will shave tomorrow. (van Inwagen 1983: 40)
Either there will be a sea battle tomorrow or there will not. (premise)
If there is a sea battle tomorrow, then the admiral cannot avoid a sea battle. (from A)
If there is not a sea battle tomorrow, then the admiral cannot induce a sea battle. (from A)
Therefore, either the admiral cannot avoid, or cannot induce, a sea battle. (from 5, 6, 7, given \(p\vee q, p \to r, q \to s \vDash r \vee s\).)
Perhaps what is wrong is the law of excluded middle, appealed to in premise (5).
What is of direct relevance to the problem of fatalism is the question whether LEM ‘applies’ to propositions ‘about the future’. (van Inwagen 1983: 52)
Since we accept that \((p \vee \neg p)\) is a truth of logic, the only way out is to deny that there are any propositions about the future, else logic applies to them. But ‘surely someone may believe or assert or even know’ a sentence about the future, and ‘that is what it is for a sentence to express a proposition’ (van Inwagen 1983: 53).
Moreover: do not confuse an unwillingness to assert \(p\) and an unwillingness to assert \(\neg p\) with an unwillingness to assert \((p \vee \neg p)\).
Taylor’s (A) seems dubious … it seems to yield the fatalist conclusion a bit too easily. For supposing that I do not perform act \(S\) (whatever it is), then it follows immediately that there is lacking a necessary condition for my performing \(S\), namely the occurrence of \(S\). So, if (A) is right, it follows immediately that I never have the power to perform any act which I do not actually perform. … one might suggest that not only is this presupposition false, but that it seems true because it is easily confused with another much more plausible proposition:
- (A*)
- No agent can perform any given act if there is lacking, at the same time or any other time, some condition which is necessary for the occurrence of that act and which it is not in his power to bring about. (Rice 2018: §3.2)
Ability sentences containing adverbs or adverbial phrases are often ambiguous. Consider:
I can refrain from talking at any time. …
It will be convenient for us to introduce a more explicit device … for the disambiguation of ability-sentences. Let us use round brackets in this fashion:
I can (refrain from talking) at any time;
I can (refrain from talking at any time). (van Inwagen 1983: 45–46)
The only argument Taylor offers in support of (A) … consists simply in exhibiting instances of situations in which he is unable to perform some act…:
I cannot, for example, live without oxygen, or swim five miles without ever having been in water, …, or win a certain election without having been nominated…. (van Inwagen 1983: 49)