Metaphysics » Lecture 5
Outside of philosophy, perhaps the main questions about identity – as in the phrase ‘identity politics’ – seem to concern those categories that we persons fall into that we take to be most central or characteristic of how we see ourselves as individual people – e.g., the categories teacher, or parent, or woman, or queer.
But philosophers – and here we are identifying as philosophers! – are often more concerned with somewhat different questions about persons.
But even focusing on the persistence question, a prior question presses: How can there be a problem of identity?:
The topic of identity seems to many of us to be philosophically unproblematic. Identity, we will say, is the relation that each thing has to itself and to nothing else. (Hawthorne 2003: 99)
This makes it clear that we are talking of numerical identity (‘\(x\) is one and the same thing as \(y\)’, or \(x=y\)) – not qualitative sameness, as in ‘identical’ twins.
Perfect qualitative sameness does allow us a gloss on identity: \(x\) is identical to \(y\) iff for every property or feature \(P\), either \(x\) and \(y\) ‘both’ have \(P\), or ‘both’ lack it.
But this is no analysis, since identity is surely more conceptually basic than quantification over properties.
But there are both epistemic and metaphysical problems to do with identity.
The epistemic problems have to do with the relationship between identity and indiscriminability (Williamson 2013).
The metaphysical problems have to do with so-called criteria of identity:
If we are to use the symbol \(a\) to signify an object, we must have a criterion for deciding in all cases whether \(b\) is the same as \(a\), even if it is not always in our power to apply this criterion. (Frege 1884: §62, my emphasis)
Here’s a proposed criterion of identity for sets.
Another example: Frege’s criterion for sameness of directions (1884: §64).
A criterion of identity for some sortal term \(F\) is a set of necessary and sufficient conditions for two instances of the sort to be the same thing.
The idea of a criterion of identity is a bit mangled. Frege talks of criteria for ‘deciding’, but also talks of being unable to apply it – he gestures at an epistemic reading while seemingly trying to give a metaphysical reading of ‘criterion’.
Moreover, while the epistemic question – what procedure should we use to decide when we are encountering the same object again? – seems to make sense, the metaphysical question – what facts make it the case that we are encountering the same object again? – doesn’t even seem to admit of a non-trivial answer: for surely it is the facts about identity which answer it.
I now think the term ‘criterion of identity’ and its associated ideology do far more harm than good in philosophy; we should abandon both. The only theory of identity itself we need is a completely general, purely logical one. (Williamson 2013: 170)
Then we can ask: is there any relation between inputs \(x\) and \(y\) that holds iff their values under \(\delta\) are identical?
I.e.: is there an \(R\) such that \[\forall x \forall y (\delta(x)=\delta(y) \leftrightarrow Rxy)?\]
We’re particularly interested in the case of identity over time, so often the inputs \(x\) and \(y\) will be indexed by times and places, and we’ll be seeking a relation among those occasions that tracks identity between their occupants.
So we might pick out a distant mountain range by pointing, and ask ‘is the range we’re looking at now the same mountain range as the one we saw yesterday?’ The description is ‘the mountain range we’re looking at now’, where now is a temporal indexical.
The occasions here could be the places we’re looking at; if so, here’s a proposal:
Note that Mountain is a synchronic condition (relating inputs at the same time, but different places).
With some resources for asking identity questions we can approach the problem of personal persistence: what does it take to identify persons over time?
Pointing, and other events of ‘person indication’, pick out person stages: persons at particular times and places.
The phrase ‘personal identity’ can henceforth be used for the relation which the spatiotemporal location \(x\) has to the spatiotemporal location \(y\) just in case the person at \(x\) is the person at \(y\). Speaking strictly in this technical sense, personal identity is neither a relation between persons nor a species of identity. (Williamson 2013: 119)
I point to a person on Monday, dubbing them \(\alpha\) (i.e., \(\alpha\) is stipulated to be synonymous with the description person Antony pointed to on Monday); I point to a person on Friday, dubbing them \(\beta\). And we then ask: what features of the person stages at those places make it true that they are stages of/occupied by the same person?
This, unlike Mountain, is a diachronic relation, relating inputs at different times.
Following our earlier example, our question can be phrased like this:
Let \(\iota(x)\) mean ‘the person associated with person stage \(x\)’. Some candidate answers:
Locke says that for the mass of matter that constitutes us now,
the Mass, consisting of the same Atoms, must be the same Mass, or the same Body, let the parts be never so differently jumbled: But if one of these Atoms be taken away, or one new one added, it is no longer the same Mass, or the same Body. (Locke 1689: §II.27.3)
Even though I am here now a mass of matter, as well as a person, since the mass of matter can survive (according to Locke) arbitrary jumbling, then this mass (points to self) can survive changes that this person (points to self) cannot survive.
we must consider what Person stands for; which, I think, is a thinking intelligent Being, that has reason and reflection, and can consider it self as it self, the same thinking thing in different times and places.…
For since consciousness always accompanies thinking, ’tis that, that makes every one to be, what he calls self; and thereby distinguishes himself from all other thinking things, in this alone consists personal Identity, i.e., the sameness of a rational Being: And as far as this consciousness can be extended backwards to any past Action or Thought, so far reaches the Identity of that Person; it is the same self now it was then; and ’tis by the same self with this present one that now reflects on it, that that Action was done. (Locke 1689: §II.27.9)
Locke offers a view on what it is to be a person stage: ‘a thinking intelligent being that has reason and reflection’).
He also offers an account of what it takes for person stages at different times to be stages of the same person: ‘sameness of consciousness’, where that in turn is indicated by memory, the ability to extend consciousness backward to some past mental state.
Suppose a brave officer to have been flogged when a boy at school, for robbing an orchard, to have taken a standard from the enemy in his first campaign, and to have been made a general in advanced life: Suppose also, which must be admitted to be possible, that when he took the standard, he was conscious of his having been flogged at school, and that when made a general he was conscious of his taking the standard, but had absolutely lost the consciousness of his flogging.
These things being supposed, it follows, from Mr LOCKE’s doctrine, that he who was flogged at school is the same person who took the standard, and that he who took the standard is the same person who was made a general. When it follows, if there be any truth in logic, that the general is the same person with him who was flogged at school. But the general’s consciousness does not reach so far back as his flogging, therefore, according to Mr LOCKE’s doctrine, he is not the person who was flogged. Therefore the general is, and at the same time is not the same person as him who was flogged at school. (Reid 1785: 276)
Let \(R\) denote the relation of ‘mental continuity and connectedness’ (Lewis 1976: 55) that might hold between person stages.
The details don’t matter – choose your favourite combination of memory, personality, etc., as long as it has the following features:
A psychological theory of persons uses this \(R\) relation to define what a person is:
I claim that something is a continuant person if and only if it is a maximal \(R\)-interrelated aggregate of person-stages. That is: if and only if it is an aggregate of person-stages, each of which is \(R\)-related to all the rest (and to itself), and it is a proper part of no other such aggregate. (Lewis 1976: 60)
Turn the psychological theory of persons into a theory of identity:
That gives us some traction on some traditional questions:
If you wonder whether you will survive the coming battle or what-not, you are wondering whether any of the stages that will exist afterward is \(R\)-related to you-now, the stage that is doing the wondering. … If you wonder whether this is your long-lost son, you mostly wonder whether the stage before you now is \(R\)-related to certain past stages. If you also wonder whether he is a reincarnation of Nero, you wonder whether this stage is \(R\)-related to other stages farther in the past. If you wonder whether it is in your self-interest to save for your old age, you wonder whether the stages of that tiresome old gaffer you will become are \(R\)-related to you-now to a significantly greater degree than are all the other person-stages at this time or other times. If you wonder as you step into the duplicator whether you will leave by the left door, the right door, both, or neither, you are again wondering which future stages, if any, are \(R\)-related to you-now. (Lewis 1976: 58)
His initial case is simple: a person ‘who, like an amoeba, divides’ (Parfit 1971: 4):
We suppose that my brain is transplanted into someone else’s (brainless) body, and that the resulting person has my character and apparent memories of my life. Most of us would agree, after thought, that the resulting person is me. I shall here assume such agreement.
Wiggins then imagined [another] operation. My brain is divided, and each half is housed in a new body. Both resulting people have my character and apparent memories of my life.
What happens to me? There seem only three possibilities: (1) I do not survive; (2) I survive as one of the two people; (3) I survive as both. (Parfit 1971: 4–5)
The case is both conceivable and scientifically possible (as in the case of brain bisection discussed by Nagel (1979)).
We could simply follow the argument where it leads, and look for some other proxy for identity – same animal as, perhaps.
And further reflection on the case emphasises the difficulties of giving up a psychological account of same person as, since our mental features are what really matter to us:
When I consider various cases in between commonplace survival and commonplace death, I find that what I mostly want in wanting survival is that my mental life should flow on. My present experiences, thoughts, beliefs, desires, and traits of character should have appropriate future successors. My total present mental state should be but one momentary stage in a continuous succession of mental states. (Lewis 1976: 55)
If I do survive as both, there remains the old question: who am I identical to? Obviously not both.
[B]ecause these questions [about practical/ethical effects of survival] are important, [fission] does present a problem. But we cannot solve this problem by answering the question about identity. We can solve this problem only by taking these important questions and prizing them apart from the question about identity. After we have done this, the question about identity (though we might for the sake of neatness decide it) has no further interest. (Parfit 1971: 9)
Parfit thinks, in fact, there is no true answer to the question, ‘who am I identical to in this case?’ And our puzzlement may disappear if we don’t think there has to be an answer – that we can be content just with facts about who survives.
Identity is a one-one relation and does not admit of degree (Parfit 1971: 10–11).
There exist some cases (cases of fission) in which what matters in survival is one-many (Parfit 1971, p. §I).
There exist some cases (cases of gradually diminishing psychological connectedness) in which what matters is partly a matter of degree (Parfit 1971, p. §IV)
Therefore what matters in survival isn’t identity; rather psychological continuity is what matters.
Judgments of personal identity have great importance. What gives them their importance is the fact that they imply psychological continuity. This is why, whenever there is such continuity, we ought, if we can, to imply it by making a judgment of identity.
If psychological continuity took a branching form, no coherent set of judgments of identity could correspond to, and thus be used to imply, the branching form of this relation. But what we ought to do, in such a case, is take the importance which would attach to a judgment of identity and attach this importance directly to each limb of the branching relation. So this case helps to show that judgments of personal identity do derive their importance from the fact that they imply psychological continuity. (Parfit 1971: 12)
The problem begins with a well-deserved complaint that all this about mental connectedness and continuity is too clever by half. I have forgotten to say what should have been said first of all. What matters in survival is survival. If I wonder whether I will survive, what I mostly care about is quite simple. When it’s all over, will I myself – the very same person now thinking these thoughts and writing these words – still exist? Will any one of those who do exist afterward be me? In other words, what matters in survival is identity – identity between the I who exists now and the surviving I who will, I hope, still exist then. (Lewis 1976: 56)
Lewis says: we need not choose, as Parfit demands we do, between survival and identity.
For Parfit’s argument rests on a confusion about identity, one which we may express concisely like this: the mistake arises from thinking of person stages (spacetime locations occupied by persons) as if they are themselves persons.
The relation of psychological continuity – which is involved in the two-level principle governing identity for persons (\(\Psi\)-identity) – is a relation between person stages. The relation of personal identity is a relation between persons.
The fact that the formal character of the former relation isn’t that of the latter only shows
that the two relations are different. And we should have known that from the start, since they have different relata. (Lewis 1976: 58)
[I]f common sense is right that what matters in survival is identity among continuant persons, then you have what matters in survival if and only if your present stage is \(I\)-related to future stages. (Lewis 1976: 59)
Lewis replies: ‘I claim that the \(I\)-relation is the \(R\)-relation’ (Lewis 1976: 59). How can this be?
In Parfit’s fission case, there were two people all along!
The \(I\)-relation will fail to be transitive if and only if there is partial overlap among continuant persons. More precisely: if and only if two continuant persons \(C_{1}\) and \(C_{2}\), have at least one common stage, but each one also has stages that are not included in the other. If \(S\) is a stage of both, \(S_{1}\) is a stage of \(C_{1}\) but not \(C_{2}\), and \(S_{2}\) is a stage of \(C_{2}\) but not \(C_{1}\), then transitivity of the \(I\)-relation fails. Although \(S_{1}\) is \(I\)-related to \(S\), which in turn is \(I\)-related to \(S_{2}\), yet \(S_{1}\) is not \(I\)-related to \(S_{2}\). In order to argue [as Parfit does] that the \(I\)-relation, unlike the \(R\)-relation, must be transitive, it is not enough to appeal to the uncontroversial transitivity of identity. The further premise is needed that partial overlap of continuant persons is impossible. (Lewis 1976: 62)